Risk & Assurance Manager

UNITED OVERSEAS BANK (VIETNAM) LIMITED

Lượt xem: 128

Ngày cập nhật: 30-06-2019

Địa điểm: Hồ Chí Minh

Ngành nghề: Luật/ Pháp lý Tài chính/ Ngân hàng/ Chứng khoán

Vị trí: Trưởng Phòng

Mức lương: Thương lượng

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Mô tả công việc

Manages operational and regulatory risks of Branches and Digital channels. Ensure adherence to regulatory requirements, AML obligations and ensure the processes complies with regulation and group policies.
Control & Compliance
• Provide compliance advisory on regulatory requirements and guidelines.
• Ensure regulatory requirements and group policies are incorporated into procedures
• Represent Channels as AML/CFT Champions
Manage Operational Risk
• Conduct Branch Audits and Surprise Cash Counts
• Conduct reviews on Digital Engagements, Digital Service & Contact Centre to ensure readiness of Group Audit and Group Compliance’s audit reviews
• Conduct monthly and yearly Risk Self Assessments
• Review procedures to ensure operational efficiency and relevance
• Review Branch CCTV locations and Security Measures
Conduct Independent Investigation
• Branch Cash Discrepancies and Incidents of operational loss
• Incidents of alleged Breach of Regulatory Requirements
• Fraud
Manage Audit and Regulatory Inspections
• Manage Audit Findings, observations and comments
• Provide Management Responses
• Ensure Resolution of all Audit Issues within timeline
Inculcate a Risk Awareness Culture
• Conduct regular Training and Annual Quiz on operational procedures
• Publish Risk Articles, issue sharing and Disseminate Important Information
• Communicate Audit Findings and key learnings during Branch Meetings

Yêu cầu công việc

Key requirements:

• A recognized University degree, preferably in Banking/ Finance/Law
• 4 to 5 years of relevant working experience in the Banking and Finance industry
• Ability to work independently using own initiative and as part of a team
• Strong communication skills both written and verbal
• Able to multi-task and possess leadership traits
• Experience in risk-based audit, internal control processes, governance frameworks will be advantageous

Quyền lợi công việc

Professional and active working environment
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