Risk & Assurance Manager


Lượt xem: 128

Ngày cập nhật: 30-06-2019

Địa điểm: Hồ Chí Minh

Ngành nghề: Luật/ Pháp lý Tài chính/ Ngân hàng/ Chứng khoán

Vị trí: Trưởng Phòng

Mức lương: Thương lượng

Đang tải ...

Mô tả công việc

Manages operational and regulatory risks of Branches and Digital channels. Ensure adherence to regulatory requirements, AML obligations and ensure the processes complies with regulation and group policies.
Control & Compliance
• Provide compliance advisory on regulatory requirements and guidelines.
• Ensure regulatory requirements and group policies are incorporated into procedures
• Represent Channels as AML/CFT Champions
Manage Operational Risk
• Conduct Branch Audits and Surprise Cash Counts
• Conduct reviews on Digital Engagements, Digital Service & Contact Centre to ensure readiness of Group Audit and Group Compliance’s audit reviews
• Conduct monthly and yearly Risk Self Assessments
• Review procedures to ensure operational efficiency and relevance
• Review Branch CCTV locations and Security Measures
Conduct Independent Investigation
• Branch Cash Discrepancies and Incidents of operational loss
• Incidents of alleged Breach of Regulatory Requirements
• Fraud
Manage Audit and Regulatory Inspections
• Manage Audit Findings, observations and comments
• Provide Management Responses
• Ensure Resolution of all Audit Issues within timeline
Inculcate a Risk Awareness Culture
• Conduct regular Training and Annual Quiz on operational procedures
• Publish Risk Articles, issue sharing and Disseminate Important Information
• Communicate Audit Findings and key learnings during Branch Meetings

Yêu cầu công việc

Key requirements:

• A recognized University degree, preferably in Banking/ Finance/Law
• 4 to 5 years of relevant working experience in the Banking and Finance industry
• Ability to work independently using own initiative and as part of a team
• Strong communication skills both written and verbal
• Able to multi-task and possess leadership traits
• Experience in risk-based audit, internal control processes, governance frameworks will be advantageous

Quyền lợi công việc

Professional and active working environment
Đang tải ...

Hồ sơ

Ngôn ngữ trình bày: Bất kỳ

Thông tin liên hệ

Liên hệ: Recruitment team

Bấm để nộp hồ sơ ứng tuyển miễn phí

Nộp hồ sơ

Đang tải ...


Đang tải ...
Đang tải ...